European edition · Thursday, July 16, 2026

Food safety across Europe


HACCP guides

Principle 5: Corrective Actions When a CCP is Not Under Control

Comprehensive guide on the corrective actions to take when a critical control point is not under control in the HACCP system.


Introduction

Within the context of the HACCP system, the Principle 5 — Corrective Actions When a CCP is Not Under Control — represents a fundamental element to ensure food safety. Foods produced in industrial plants or agricultural companies must meet high standards of quality and health. When a CCP (Critical Control Point) is not under control, there is a risk of potential contamination or non-compliance with the food safety management system. This principle defines the procedures to follow in case of deviation to restore control and prevent the risk of non-conforming products.

Definition and Role of Principle 5

The Principle 5 applies when a CCP is unable to ensure compliance with the established limits. This can occur due to an operational error, a system malfunction, or the lack of adequate measurement. The main objective is to identify the cause of the deviation, apply the necessary corrective actions, and prevent the production of non-conforming products.

The importance of this principle lies in the fact that, if not properly managed, a deviation can lead to public health risks. For this reason, the Principle 5 is an integral part of the HACCP system and must be systematically and rigorously applied.

Corrective Actions to Take When a CCP is Not Under Control

When a CCP is not under control, immediate action is required. Corrective actions may include:

  • Isolating the non-conforming product or the non-conforming portion of the product.
  • Identifying the cause of the deviation to pinpoint the problem.
  • Applying corrective measures to resolve the issue.
  • Rechecking the system to ensure the deviation does not recur.

These actions must be clearly and thoroughly documented to guarantee traceability and compliance with the HACCP system. Furthermore, it is essential that corrective actions are reviewed and updated based on past experiences to improve the system.

Practical Examples of Corrective Actions

Here are some examples of corrective actions that can be taken based on the situation:

1. Isolating the non-conforming product

If a product does not meet the established limits in a CCP, it must be isolated immediately to prevent its use or sale. This step is crucial to prevent the risk of contamination or non-compliance with the HACCP system.

2. Identifying the cause of the deviation

To resolve a problem, it is necessary to identify the cause. This may require an in-depth analysis of the process, data control, or an internal investigation. The goal is to understand where and why the deviation occurred.

3. Applying corrective measures

Once the cause is identified, corrective measures can include replacing a material, repairing a piece of equipment, or training the staff. These actions must be applied immediately to resolve the issue.

4. Recognizing and documenting the event

All events must be thoroughly recorded. This includes a description of the problem, the actions taken, and the results obtained. Documentation is essential to ensure traceability and compliance with the HACCP system.

Practical Conclusion

The Principle 5 of the HACCP system is an essential element to ensure food safety. When a CCP is not under control, immediate action is required to isolate the non-conforming product, identify the cause of the deviation, apply corrective measures, and document the event. These actions contribute to maintaining an effective food safety management system and preventing public health risks. The importance of this principle lies in the fact that, if not properly managed, a deviation can lead to serious consequences. Therefore, it is crucial to adopt a systematic and rigorous approach to manage every deviation in the HACCP system.

Frequently asked questions

What does it mean when a CCP is not under control?
When a CCP does not meet the established limits, it is said to be not under control. This can occur due to operational errors, system malfunctions, or lack of adequate measurement.
What are the corrective actions to take when a CCP is not under control?
Corrective actions include isolating the non-conforming product, identifying the cause of the deviation, applying corrective measures, and documenting the event. These actions must be immediately applied to prevent public health risks.
Why is it important to document a deviation event?
Documentation is essential to ensure process traceability, allow for in-depth analysis, and improve the HACCP system over time.
How is the cause of a deviation in a CCP identified?
The cause of a deviation can be identified through an in-depth analysis of the process, data control, or an internal investigation. This step is essential to resolve the problem and prevent future incidents.
What are the consequences of not properly managing a CCP not under control?
Not properly managing a CCP not under control can lead to public health risks, damage to the company's reputation, and non-compliance with the HACCP system.